Management of Local Recurrences
Local recurrence after rectal cancer treatment is associated with patient morbidity and impaired quality of life. Local recurrence rates have decreased from 30% to 5%–10% with the adoption of total mesorectal excision (TME) as the operative standard for rectal cancer and improvement in neoadjuvant therapy methods.[1][2][3][4][5] The incidence of local recurrence is 1% for T1–T2 tumors, 15% for T3–T4 tumors, and 12%–24% when the circumferential margin (CRM) is involved.[6] Most local recurrences occur within 3 years.[3][4][5] Local recurrence is a consideration for monitoring and management after all rectal cancer treatment options. including total mesorectal excision (TME) and local excision. Although many freely use the word "recurrence" when a tumor reappears after a patient enters nonoperative management after a clinical complete response (cCR), many prefer to call it "progression" or "reoccurence" for accuracy because one cannot be assured that all cancer was truly eradicated after therapy. Regardless of the nomenclature used, frequent endoscopic and imaging surveillance for regrowths are essential components of the nonoperative rectal cancer follow-up strategy.[7]
Patients with local recurrence may present with rectal bleeding, change in bowel habits, or pelvic pain. Others may be asymptomatic. Patients are then usually identified by an elevated carcinoembryonic antigen (CEA) or by surveillance endoscopy or imaging. Incomplete TME and positive surgical margins are risk factors for local recurrence.[1][2][8] Other risk factors include male gender, low rectal location, omission of chemoradiotherapy for locally advanced disease, poor response to neoadjuvant therapy, T4 stage, N2 stage, obstruction, perforation, positive extramesorectal (pelvic side-wall) lymph nodes, lymphovascular invasion, poorly differentiated tumors, and surgeons who perform < 20 rectal cancer resections per year.[6][9][10][11][12][13][14][15][16][17][18][19][20][21][22][23]
TME graded as complete with an intact mesorectal fascia propria envelope and negative circumferential margins (CRM) is associated with decreased rectal cancer recurrence rates.[6] Cancers of the low rectum are associated with higher rates of local recurrence, possibly because of more aggressive tumor biology and/or because of more complex anatomy deep in the pelvis that makes R0 resection for locally advanced neoplasia more difficult in this location. It is important not to “cone down” dissecting through the mesorectum to the distal margin during a low anterior resection and to deliver a cylindrical specimen without an anorectal “waist” during an abdominoperineal resection (APR). TME that includes the levator pelvic floor muscle is referred to as the extralevator APR, which is accomplished by resecting the levator complex at the internal obturator muscle (see section APR in the intraoperative chapter for more information).[24]
Dissection of the lower rectum and obtaining uninvolved CRMs with a transabdominal approach for sphincter-sparing TME may be particularly challenging in an obese male patient. Facilitating the transabdominal TME for a low rectal cancer by conducting part of the TME from a transanal approach may potentially allow a better opportunity for an R0 resection.[25] With a transabdominal transanal (TATA) TME, the transanal part of the operation is performed by an open approach; with a transanal TME (TaTME), the transanal part of the operation is laparoscopic or robotic.[26][27] The shorter distance to the CRM with enhanced vision and direct visualization of the distal margin allowed by TATA and TaTME potentially offers more accurate distal dissection and avoids mesorectal coning with lower positive CRMs, especially for male patients with a narrow pelvis.[6] The adoption of TaTME is limited by a steep learning curve with increased risk of urethral injuries and requires advanced skill sets preceded by structured training. It is, therefore, not currently considered standard of care. Recent advances in molecular imaging may allow the same enhanced vision advantages with the transabdominal approach. Studies comparing TaTME with laparoscopic and robotic transabdominal TME are currently in progress.[6]
Locally recurrent rectal cancer is managed in a multidisciplinary setting (Figure 1).
†Extraluminal
Abbreviations: CEA, carcinoembryonic antigen; CT, computed tomography; ERUS, endoscopic ultrasound; MRI, magnetic resonance imaging; PET, positron emission topography
When local recurrence is identified, NCCN recommends colonoscopy for biopsy and to search for metachronous neoplasia. If the tumor is extraluminal, endoscopic ultrasound or computed tomography (CT) may allow guided biopsy before treatment.[28] Although tissue confirmation of tumor recurrence may direct treatment options, there may not be imaging-guided windows for biopsy, and false-negative biopsies are not uncommon. In these cases, clinical acumen is warranted.[3] Magnetic resonance imaging (MRI) and positron emission topography (PET)–CT may be required for clinical diagnosis, exclusion of metastatic disease, and surgical planning.[3] A rising CEA level, increasing size on sequential imaging, and PET results showing evidence of neoplasia may suggest recurrent cancer even with negative biopsy.[3] MRI is essential for the detailed assessment of local recurrence resectability and for operative planning.[3] For patients with a cCR in a nonoperative management program, 90% of rectal wall regrowths are identified by surveillance endoscopy and/or MRI.[7][29]
When planning treatment of local recurrence, it is imperative to gather and review records of the initial presentation with relevant MRI (Figure 2) and CT (Figure 3) scans.
Previous medical and radiation oncology records should also be reviewed to assess neoadjuvant or adjuvant therapies already delivered and patient response to therapies. The operative report should be evaluated for clues on close margins or intraoperative challenges. The postoperative pathology report should be carefully reviewed for intestinal and circumferential margins, TME grade, and histological markers of recurrence risk, such as lymphovascular invasion, histologic grade, and number of positive lymph nodes.
Surgeons participating in the care of patients with locally recurrent rectal cancer should have experience with exenterative anterior, lateral, and posterior pelvic compartment resections (Figure 4).[3] Exenterative surgery for locally recurrent rectal cancer is extra-TME by definition and more complicated than exenteration for primary tumors.[3] Compared with pelvic exenteration for primary tumors, exenteration for local recurrence is associated with lower rates of R0 resection, longer operative times, and lower median overall survival.[30]
At the multidisciplinary clinic visit, the patient should be assessed for pain, neurological dysfunction, evidence of lower extremity swelling, assessment of sphincter function, and the relationship of the tumor to the anal sphincter, vagina, or prostate. Current performance status should be evaluated to determine ability to tolerate major surgery, and prehabilitation should be considered, especially for older patients.[31] Nutritional status should be optimized and may require a dietitian consult. If recurrent cancer is adherent to the prostate or bladder, a frank discussion of urostomy and loss of sexual function is required. For women with vaginal involvement, the importance of preserving vaginal sexual activity should be ascertained. Consultations with urology, gynecology, plastic surgery, neurosurgery, and orthopedic surgery are arranged as indicated. Tumors located in the central compartment at the anastomosis, or involving urogynecologic structures, are more often amenable to R0 resection than those involving lateral compartment iliac vessels and nerves deep to the piriformis fascia, or than those involving posterior compartment recurrence adherent to the sacrum.[3][32]
Patients with local recurrence should be presented in a multidisciplinary tumor board conference setting after imaging has been completed. Having the whole team together to review the full clinical presentation prior and during recurrence, along with the imaging and the previous treatments, is necessary for optimal care of the patient. This is best performed at the multidisciplinary tumor board where all questions, concerns, and discussions are heard simultaneously by the whole team. [33]
Multidisciplinary management principles include:
- Imaging should be performed to search for distant metastatic disease because pelvic exenteration is not recommended for patients with distant metastases except in selected cases and also depends on patient age, performance status, extent of metastatic disease, timeframe of recurrence, and symptoms.[34][35]
- Patients with local recurrence who have not previously had radiation therapy to the pelvis are usually treated with neoadjuvant chemoradiation prior to surgery.[3][28]
- For patients who have received prior radiation, physician or surgeon should review previous fields and discuss assessment of risks/benefits of further radiation with the patient.[36][37]
- R0 resection of local recurrence is the best predictor of survival and is defined by en bloc resection of the recurrent tumor, adherent adjacent organs and other resectable structures that enable macroscopic and microscopic margins to be obtained.[3] Intraoperative radiation therapy (IORT) may be a useful adjunct to surgery where available. Patients requiring complex challenging resections or IORT may be referred to specialty centers with relevant resources and expertise. [38]
At the time of surgery, the patient is placed in the semi-lithotomy position in preparation for a combined transabdominal and perineal approach with perineal reconstruction when indicated for low rectal tumor recurrences. Cystoscopy with ureteral stents are usually recommended. Operating in a previously dissected and irradiated pelvis is a technical challenge. It is important to gain proximal and distal control of organs, vessels, and nerves before approaching the relevant pelvic compartments.[3] Initial abdominal exploration for metastatic disease is performed, and lesions suspicious of cancer are biopsied and sent for frozen section analysis. If positive, palliative resection can be considered while balancing the ability to minimize operative morbidity. APR is the operation of choice when the tumor invades the external sphincter complex, and this operation often leaves large irradiated wounds that may require complex closure techniques. Myocutaneous flaps may allow perineal wound closure and vaginal reconstruction for many of these patients.[24][32][39]
The final specimen should be oriented, ideally with the aid of a pathologist. Marking sutures should be placed for identification of areas that may have close margins with further frozen sections and further resection guided by these maneuvers when possible. If wider margins are not possible, IORT may be considered where available.
Distant metastatic disease occurs in up to 53% patients at 5 years following resection of local recurrence. Adjuvant chemotherapy may be recommended depending on what neoadjuvant therapy strategy was previously administered.[3] While recurrent rectal cancer studies include a heterogeneous group of patients with variable selection processes, R0 resection rates are possible 55%–58% of the time in specialist exenteration centers with a 5-year survival rates of up to 40%–50% and re-recurrence rates of 55%.[3][4][16][32][40][41][42][43][44][45][46][47] Multivariate analysis of 1,184 patients in 27 specialist centers showed that R0 status and bone resection (when required) were significant determinants of long-term survival.[47]
Palliation is an important part of multidisciplinary rectal cancer treatment, particularly for those patients with symptomatic local recurrences and metastatic disease.[48] Patients may be candidates for external beam or focused cyberknife radiation to palliate bleeding, obstruction, and pain.[28] Diverting colostomy may be an important intervention for potentially curable obstructing rectal cancers prior to instituting neoadjuvant therapy and may also be effective in palliative management of pain, defecatory dysfunction, and/or obstruction in patients with unresectable locally recurrent or metastatic disease. Chemotherapy can prolong survival and decrease symptoms for some patients. Goals of care and palliative medicine should be discussed in a multidisciplinary setting that includes palliative medicine specialists in a pathway that may ultimately lead to hospice care.[49]
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Fundamentals of Rectal Cancer Surgery

